-
Paper
-
2005
- Comments by Stephen Nickell on a paper by Rachel Griffith and Rupert Harrison - “The Link between Product Market Reforms and MacroEconomic Performance”
- Comments by Stephen Nickell on a paper by Romain Duval and Jorgen Elmeskov - “The Effects of EMU on Structural Reforms in Labour and Product Markets”
- 2009
- 2010
- 2011
- 2012
-
2013
- A framework for stress testing the UK banking system
- Central counterparties in evolving capital markets: safety, recovery and resolution - Paul Tucker
- Constraining discretion in bank regulation - paper by Andrew Haldane
- Consultations on rules and statements of policy in respect of the Bank of England’s supervision of financial market infrastructure
- Proposed statutory statements of procedure in respect of the Bank of England’s supervision of financial market infrastructures - Consultation Paper
-
2014
- How fair and effective are the fixed income, foreign exchange and commodities markets?
- Implementation by the Bank of England of ESMA's Guidelines and Recommendations on CP interoperability arrangements
- Joint paper - The impaired EU securitisation market: causes, roadblocks and how to deal with them
- Procyclicality and structural trends in investment allocation by insurance companies and pension funds
- The Financial Policy Committee's review of the leverage ratio - July 2014
- The Financial Policy Committee's review of the leverage ratio - October 2014
-
2015
- A new sterling money market data collection and the reform of SONIA: public consultation
- A new sterling money market data collection and the reform of SONIA: Summary of consultation feedback and the Bank's response
- How fair and effective are the fixed income, foreign exchange and commodities markets? - Consultation responses
- Implementation by the Bank of England of ESMA's Guidelines and Recommendations on CCP interoperability arrangements: summary of feedback received and policy response
- The Bank of England's Response to EC Green Paper: Building a Capital Markets Union
- The Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL)
- The Bank of England’s power to direct institutions to address impediments to resolvability
-
2016
- Discussion Paper - Are central banks different? Lessons from the evaluation community for...
- Bank of England Response to European Commission Call for Evidence on EU Regulatory Framework for Financial Services
- Bank of England response to the European commission's consultation document: Review of the EU macro-prudential policy framework
- Draft Code of Practice and Supervisory Statement relating to governance in recognised payment system operators - Consultation Paper
- Establishing Shari’ah compliant central bank liquidity facilities
- Establishment of the Enforcement Decision Making Committee - CP/EDMC2016
- The Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL) - 2016
- The Financial Policy Committee’s framework for the O-SII buffer
- The reform of SONIA - a consultation paper
- Understanding and measuring finance for productive investment - A Discussion Paper
-
2017
- A blueprint for a new RTGS service for the United Kingdom
- Addressing the limitations of forecasting banknote demand - paper by Callum Miller
- Internal MREL — the Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL) within groups, and further issues
- Levying fees for financial market infrastructure supervision
- Procedure for the Enforcement Decision Making Committee
- Shari’ah compliant liquidity facilities: establishing a fund based deposit facility
- The Bank of England's approach to resolution
- The Bank of England's proposed policy on valuation capabilities to support resolvability
- The reform of SONIA - a supplementary consultation and an update on timing
- The reform of SONIA - Consultation feedback and the design of SONIA
-
2018
- The Bank of England’s future balance sheet and framework for controlling interest rates
- The Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL) - 2018
- Consultation paper on Term SONIA Reference Rates
- Enforcement Decision Making Committee - Policy Statement
- Feedback to Consultation Responses - A new rule for Central Counterparties relating to incident reporting
- Fees for non-UK CCP applications for recognition 2018/19
- Fees regime for financial market infrastructure supervision 2018/19
- Introduction to the Resolvability Assessment Framework
- New rule for Central Counterparties relating to incident reporting
- Fees regime for the supervision of financial market infrastructure (FMI)
- The Bank of England’s approach to amending financial services legislation under the European Union (Withdrawal) Act 2018
- The Bank of England’s approach to assessing resolvability
- The Bank of England’s policy on valuation capabilities to support resolvability
- UK Withdrawal from the EU: The Bank of England’s approach to resolution statements of policy and onshored Binding Technical Standards
- Non-binding Bank materials relating to Financial Market Infrastructure Supervision: The Bank’s approach after the UK’s withdrawal from the EU
-
2019
- API engagement and next steps
- The 2021 biennial exploratory scenario on the financial risks from climate change
- Fees regime for financial market infrastructure supervision 2019/20 and other related policy changes
- Fees regime for the recognition of non-UK central counterparties (CCPs)
- Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU
- Bank of England Consultation papers: Operational Resilience of FMIs
- Fees regime for the supervision of financial market infrastructure (FMI)
- Synchronisation engagement and next steps
- The Bank of England’s amendments to financial services legislation under the European Union (Withdrawal) Act 2018
- The Bank of England's approach to assessing resolvability
- The Bank of England’s risk management approach to collateral referencing LIBOR for use in the Sterling Monetary Framework
-
2020
- The Bank of England’s review of its approach to setting a minimum requirement for own funds and eligible liabilities (MREL) - Discussion Paper
- Central Bank Digital Currency: opportunities, challenges and design
- Fees regime for financial market infrastructure supervision 2020/21 and other related policy changes
- Fees regime for the supervision of financial market infrastructure (FMI) - September 2020
- Open data for SME finance: what we proposed and what we have learnt
- Supporting Risk-Free Rate transition through the provision of compounded SONIA
- Data collection review
- Updates to the Bank of England’s approach to assessing resolvability
-
2021
- Amendments to the FPC’s framework for the O-SII buffer
- Approach to the monitoring of third country systems designated under the Settlement Finality Regulations
- Bank of England policy on Operational Resilience of FMIs
- The Bank of England’s approach to comparable compliance under EMIR Article 25a
- The Bank of England’s approach to tiering incoming central counterparties under EMIR Article 25
- The Bank of England’s review of its approach to setting a minimum requirement for own funds and eligible liabilities (MREL)
- Derivatives clearing obligation – introduction of contracts referencing TONA: Amendment to BTS 2015/2205
- Derivatives clearing obligation – introduction of contracts referencing TONA: Amendment to BTS 2015/2205
- Derivatives clearing obligation – modifications to reflect interest rate benchmark reform: Amendments to BTS 2015/2205
- Derivatives clearing obligation – modifications to reflect interest rate benchmark reform: Amendments to BTS 2015/2205
- Executing bail-in: an operational guide from the Bank of England
- Fees regime for financial market infrastructure supervision 2021/22
- Fees regime for financial market infrastructure supervision 2021/22 Consultation Paper - June 2021
- New forms of digital money
- Options for greening the Bank of England’s Corporate Bond Purchase Scheme
- Responses to the Bank of England’s March 2020 Discussion Paper on CBDC
- Responses to the Public Consultation
- Supervisory Stress Testing of Central Counterparties
- The Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL)
- Transforming data collection from the UK financial sector: a plan for 2021 and beyond
- Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR
- Update on the future of Wholesale Cash Distribution in the UK
-
2022
- An FPC Response - Amendments to the FPC's framework for the O-SII buffer
- An FPC Response - Consultation on withdrawal of the affordability test Recommendation
- Bank of England Consultation Papers: FMI outsourcing and third party risk management
- Consultation on the Bank of England’s supervisory approach to wholesale cash distribution
- Derivatives clearing obligation – modifications to reflect USD interest rate benchmark reform: Amendments to BTS 2015/2205
- Derivatives clearing obligation – modifications to reflect USD interest rate benchmark reform: Amendment to BTS 2015/2205
- Fees regime for financial market infrastructure supervision 2022/23 Consultation Paper - September 2022
- Fees regime for financial market infrastructure supervision 2022/23
- Resilience of Money Market Funds
- Responses to the Bank of England’s Discussion Paper on new forms of digital money
- The Bank of England's Consultation Paper on the roadmap for RTGS service beyond 2024
- RTGS - CHAPS Tariff Consultation
- Seasonal adjustment: 2022 Covid-19 Review
- The Bank of England’s fees regime for incoming central counterparties
- The Bank of England's fees regime for incoming central securities depositories
- The Bank of England's fees regime for incoming central securities depositories
- The Bank of England's final policy on fees for non-UK CCPs and CSDs
- Withdrawal of the FPC's affordability test Recommendation
-
2023
-
Consultation paper
- Bank of England Levy Framework Document
- The Bank of England's approach to statutory-notice decisions for use of its requirements powers
- The Bank of England’s fees regime for financial market infrastructure supervision 2023/24
- Consultation on the codes of practice for wholesale cash distribution market oversight
- Consultation on the codes of practice for wholesale cash distribution market oversight
- Ensuring continuity of critical clearing services: the Bank of England’s approach to discretionary payments by central counterparties
- Responses to the consultation on the Bank of England’s supervisory approach to wholesale cash distribution
- Cross-authority roadmap on innovation in payments
- Discussion paper
- Outsourcing and third party risk management part of the Code of Practice
- The Bank of England’s policy on outsourcing and third party risk management for Financial Market Infrastructures (FMIs)
- Policy statement
- Roadmap for the Real-Time Gross Settlement service beyond 2024
- RTGS – CHAPS Tariff Consultation Response
- Statement of policy
-
Supervisory statement
- Outsourcing and third party risk management Supervisory Statement: central counterparties
- Outsourcing and third party risk management Supervisory Statement: central securities depositories
- Outsourcing and third party risk management Supervisory Statement: recognised payment system operators and specified service providers
- The Bank of England's approach to resolution
- The digital pound: A new form of money for households and businesses?
- The digital pound: Technology Working Paper
-
Consultation paper
-
2024
- Consultation paper
- Discussion paper
- Discussion papers on RTGS operating hours and access policies
- Policy statement
- Response to the digital pound Technology Working Paper
- Responses to the consultation on the codes of practice for wholesale cash distribution market oversight
- Response to the Bank of England and HM Treasury Consultation Paper − The digital pound: A new form of money for households and businesses?
- Statement of policy
-
2005
Documents
-
paper
- 2005
- 2009
- 2010
-
2011
- Central bank policy on collateral - paper by Paul Fisher (pdf 0.1MB)
- Complexity, Concentration and Contagion - paper by Prasanna Gai, Andrew Haldane and Sujit Kapadia (pdf 0.4MB)
- Instruments for Macroprudential Policy: A Discussion Paper (pdf 4.4MB)
- Tail risks and contract design from a financial stability perspective - paper by Paul Fisher (pdf 0.1MB)
- 2012
-
2013
- A framework for stress testing the UK banking system (pdf 0.2MB)
- Central counterparties in evolving capital markets: safety, recovery and resolution (pdf 1.5MB)
- Constraining discretion in bank regulation - paper by Andrew Haldane (pdf 0.1MB)
- Consultations on rules and statements of policy in respect of the Bank of England’s supervision of financial market infrastructure: responses to representations received (pdf 0.5MB)
- Proposed statutory statements of procedure in respect of the Bank of England’s supervision of financial market infrastructures - Consultation Paper (pdf 0.9MB)
-
2014
- How fair and effective are the fixed income, foreign exchange and commodities markets? (pdf 1.1MB)
- Implementation by the Bank of England of ESMA's Guidelines and Recommendations on CP interoperability arrangements - Consultation Paper (pdf 0.3MB)
- Procyclicality and structural trends in investment allocation by insurance companies and pension (pdf 1MB)
- Should the availability of UK credit data be improved? - A Discussion Paper (pdf 2MB)
- The Financial Policy Committee's review of the leverage ratio Consultation Paper - July 2014 (pdf 0.3MB)
- The Financial Policy Committee's review of the leverage ratio - October 2014 (pdf 0.5MB)
- The impaired EU securitisation market: causes, roadblocks and how to deal with them (pdf 0.3MB)
-
2015
- A new sterling money market data collection and the reform of SONIA: public consultation (pdf 0.3MB)
- A new sterling money market data collection and the reform of SONIA: Summary of consultation feedback and the Bank's response (pdf 0.4MB)
- Payment Systems Regulator Consultation Paper – A new regulatory framework for payment systems in the UK: Bank of England Response (pdf 0.4MB)
- The Bank of England's approach to setting a minimum requirement for own funds and eligible liabilities (MREL) CP (pdf 1MB)
- Implementation by the Bank of England of ESMA's Guidelines and Recommendations on CCP interoperability arrangements: summary of feedback received and policy response (pdf 0.3MB)
- The Bank of England's Response to EC Green Paper: Building a Capital Markets Union (pdf 1.1MB)
-
2016
- Discussion Paper - Are central banks different? Lessons from the evaluation community (pdf 0.5MB)
- Cover Note to BoE Response to EC Call for Evidence on the EU Regulatory Framework (pdf 0.1MB)
- Detailed Answers from BoE Response to the EC Call for Evidence on the EU Regulatory (pdf 0.4MB)
- Draft Code of Practice and Supervisory Statement relating to governance in recognised payment system operators - Consultation Paper (pdf 0.5MB)
- Establishing Shari’ah compliant central bank liquidity facilities central bank liquidity facilities - Consultation Paper (pdf 0.3MB)
- Establishment of the Enforcement Decision Making Committee - CP/EDMC2016 (pdf 0.5MB)
- High-level overview of BoE Response to the EC Call for Evidence on the EU Regulatory (pdf 0.3MB)
- The BoE's approach to setting a minimum requirements for own funds and eligible liabilities (MREL) (pdf 0.9MB)
- Bank of England response to the European commission's consultation document: Review of the EU macro-prudential policy framework (pdf 0.5MB)
- The Financial Policy Committee's framework for the systemic risk buffer (pdf 6.2MB)
- The Financial Policy Committee's framework for the systemic risk buffer - Consultation Paper (pdf 0.5MB)
- The reform of SONIA - a consultation paper (pdf 0.7MB)
- Understanding and measuring finance for productive investment - A Discussion Paper (pdf 1.1MB)
-
2017
- Addressing the limitations of forecasting banknote demand (pdf 0.7MB)
- Levying fees for financial market infrastructure supervision - consultation paper (pdf 0.5MB)
- Procedure for the Enforcement Decision Making Committee (pdf 1.5MB)
- Shari’ah compliant liquidity facilities: establishing a fund based deposit facility - consultation paper (pdf 0.4MB)
- The Bank of England's proposed policy on valuation capabilities to support resolvability (pdf 0.7MB)
- The reform of SONIA - a supplementary consultation and an update on timing (pdf 0.7MB)
-
2018
- The Bank of England’s approach to assessing resolvability (pdf 2.1MB)
- The Bank of England’s future balance sheet and framework for controlling interest rates (pdf 1.4MB)
- The Bank of England’s approach to amending financial services legislation under the European Union (Withdrawal) Act 2018 (pdf 0.6MB)
- Enforcement Decision Making Committee - Policy Statement PS/EDMC2018 (pdf 0.7MB)
- Feedback to Consultation Responses - A new rule for Central Counterparties relating to incident reporting (pdf 0.3MB)
- Fees for non-UK CCP applications for recognition 2018/19 (pdf 0.3MB)
- Fees regime for financial market infrastructure supervision 2018/19 (pdf 0.5MB)
- Fees regime for the supervision of financial market infrastructure (FMI) 2018/19 (pdf 0.7MB)
- Introduction to the Resolvability Assessment Framework (pdf 1.2MB)
- New rule for Central Counterparties relating to incident reporting (pdf 0.3MB)
- The Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL) - Policy Statement (pdf 0.9MB)
- The Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL) - Statement of Policy (pdf 2.5MB)
- The Bank of England’s policy on valuation capabilities to support resolvability (pdf 1.3MB)
- UK withdrawal from the EU: The Bank of England’s approach to resolution statements of policy and onshored Binding Technical Standards - appendix (pdf 0.9MB)
- UK withdrawal from the EU: The Bank of England’s approach to resolution statements of policy and onshored Binding Technical Standards - complete version (pdf 0.8MB)
- UK withdrawal from the EU: The Bank of England’s approach to resolution statements of policy and onshored Binding Technical Standards - split version (pdf 1MB)
- Draft FMI rule changes - Appendix 2 (pdf 0.8MB)
- List of onshored BTS in the Bank’s remit as FMI competent authority and draft BTS (EU Exit) Instruments - Appendix 3 (pdf 1.4MB)
- UK withdrawal from the EU: Changes to FMI rules and onshored Binding Technical Standards - complete version (pdf 1.4MB)
- UK withdrawal from the EU: Changes to FMI rules and onshored Binding Technical Standards - split version (pdf 1.1MB)
-
2019
- The Bank of England’s Statement of Policy on Continuity of Access to Financial Market Infrastructure (FMIs) (pdf 1.3MB)
- The Bank of England’s Statement of Policy on Funding in Resolution (pdf 1.3MB)
- The Bank of England’s Statement of Policy on Management, Governance and Communication (pdf 2.1MB)
- The Bank of England’s Statement of Policy on Restructuring Planning (pdf 2.1MB)
- The Bank of England's approach to assessing resolvability (pdf 3.8MB)
- Statement of Policy: The Bank of England’s Approach to Assessing Resolvability (pdf 2.7MB)
- Fees regime for financial market infrastructure supervision 2019/20 (pdf 1.2MB)
- Fees regime for the recognition of non-UK central counterparties (CCPs) (pdf 1.2MB)
- Fees regime for the supervision of financial market infrastructure (FMI) 2019/20 (pdf 1.2MB)
- Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU (pdf 2.1MB)
- Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU – April 2019 (pdf 2MB)
- Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU’ – Statement of Policy December 2020 (pdf 1.3MB)
- PS5/19 - Interpretive guidance in relation to Commission Implementing Regulation (EU) 2018/1624 on information for resolution planning (pdf 0.9MB)
- Non-binding Bank materials relating to Financial Market Infrastructure Supervision: The Bank’s approach after the UK’s withdrawal from the EU (pdf 2.5MB)
- Non-binding Bank materials relating to Financial Market Infrastructure Supervision: The Bank’s approach after the UK’s withdrawal from the EU - April 2019 (pdf 2.5MB)
- Non-binding Bank materials relating to Financial Market Infrastructure Supervision: The Bank’s approach after the UK’s withdrawal from the EU - December 2020 (pdf 0.6MB)
- Consultation Paper - Operational Resilience: Central Counterparties (pdf 1.9MB)
- Consultation Paper - Operational Resilience: Central Securities Depositories (pdf 1.8MB)
- Consultation Paper - Operational Resilience: Recognised Payment System Operators and Specified Service Providers (pdf 1.9MB)
- PS5/19 - section a app 1 - Direction made by the PRA under Part 7 of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (pdf 1MB)
- PS5/19 - section a app 10 - Guidance on the Bank’s use of the transitional direction as FMI competent authority (pdf 1.1MB)
- PS5/19 - section a app 2 - GENERAL GUIDANCE ON THE PRA’S TRANSITIONAL DIRECTION (pdf 1.1MB)
- PS5/19 - section a app 3 - Capital Requirements Regulation - Guidance on the PRA’s use of the transitional direction (pdf 1MB)
- PS5/19 - section a app 4 - The Solvency 2 and Insurance (Amendment) (EU Exit) Regulations 2018 – Guidance on the PRA’s use of the transitional direction (pdf 1MB)
- PS5/19 - section a app 5 - The Securitisation Regulation - Guidance on the PRA’s transitional direction (pdf 1MB)
- PS5/19 - section a app 6 - PRA Rulebook - Guidance on the PRA’s use of the transitional direction (pdf 1.2MB)
- PS5/19 - section a app 7 - Direction made by the Bank of England under Part 7 of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (pdf 1MB)
- PS5/19 - section a app 8 - GENERAL GUIDANCE ON THE BANK’S TRANSITIONAL DIRECTION (pdf 1.2MB)
- PS5/19 - section a app 9 - Bank Recovery and Resolution - Guidance on the Bank’s use of the transitional direction (pdf 1.1MB)
- PS5/19 - section b app 2 - PRA RULEBOOK: (EU EXIT) INSTRUMENT [YEAR] (pdf 3.2MB)
- PS5/19 - section b app 2 - PRA RULEBOOK: (EU EXIT) INSTRUMENT 2019 - April 2019 (pdf 2.6MB)
- PS5/19 - section b app 3 brrd - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (BANK RECOVERY AND RESOLUTION DIRECTIVE) (EU EXIT) (No.2) INSTRUMENT [YEAR] (pdf 1.2MB)
- PS5/19 - section b app 3 brrd - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (BANK RECOVERY AND RESOLUTION DIRECTIVE) (EU EXIT) (No.2) INSTRUMENT 2019 - April 2019 (pdf 0.6MB)
- PS5/19 - section b app 3 crr 1 - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (CAPITAL REQUIREMENTS) (EU EXIT) (No. 1) INSTRUMENT 2019 (pdf 0.7MB)
- PS5/19 - section b app 3 crr 1 - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (CAPITAL REQUIREMENTS) (EU EXIT) - April 2019 (pdf 0.1MB)
- PS5/19 - section b app 3 crr 2 - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (CAPITAL REQUIREMENTS) (EU EXIT) (No. 2) INSTRUMENT 2019 (pdf 0.8MB)
- PS5/19 - section b app 3 crr 2 - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (CAPITAL REQUIREMENTS) (EU EXIT) - April 2019 (pdf 0.3MB)
- PS5/19 - section b app 3 crr 3 - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (CAPITAL REQUIREMENTS) (EU EXIT) (No. 3) INSTRUMENT 2019 (pdf 1.5MB)
- PS5/19 - section b app 3 crr 3 - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (CAPITAL REQUIREMENTS) (EU EXIT) (No. 3) INSTRUMENT 2019 - April 2019 (pdf 0.9MB)
- PS5/19 - section b app 3 csdr - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (CENTRAL SECURITIES DEPOSITORIES OFFERING ANCILLARY BANKING SERVICES) (EU EXIT) INSTRUMENT 2019 (pdf 0.8MB)
- PS5/19 - section b app 3 csdr - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (CENTRAL SECURITIES DEPOSITORIES OFFERING ANCILLARY BANKING SERVICES) (EU EXIT) INSTRUMENT 2019 - April 2019 (pdf 0.3MB)
- PS5/19 - section b app 3 emir - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (EUROPEAN MARKET INFRASTRUCTURE) (EU EXIT) (No. 3) INSTRUMENT 2019 (pdf 1.1MB)
- PS5/19 - section b app 3 emir - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (EUROPEAN MARKET INFRASTRUCTURE) (EU EXIT) (No. 3) INSTRUMENT 2019 - April 2019 (pdf 0.6MB)
- PS5/19 - section b app 3 ficod - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (FINANCIAL CONGLOMERATES) (EU EXIT) INSTRUMENT 2019 (pdf 0.9MB)
- PS5/19 - section b app 3 ficod - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (FINANCIAL CONGLOMERATES) (EU EXIT) INSTRUMENT 2019 - April 2019 (pdf 0.3MB)
- PS5/19 - section b - app 3 - mifid - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE) (EU EXIT) (PRA) INSTRUMENT 2019 (pdf 0.7MB)
- PS5/19 - section b app 3 mifid - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE) (EU EXIT) (PRA) INSTRUMENT 2019 - April 2019 (pdf 0.1MB)
- PS5/19 - section b app 3 sii - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (SOLVENCY II DIRECTIVE & INSTITUTIONS FOR OCCUPATIONAL RETIREMENT PROVISION DIRECTIVE) (EU EXIT) INSTRUMENT 2019 (pdf 1.2MB)
- PS5/19 - section b app 3 sii - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (SOLVENCY II DIRECTIVE & INSTITUTIONS FOR OCCUPATIONAL RETIREMENT PROVISION DIRECTIVE) (EU EXIT) INSTRUMENT 2019 - April 2019 (pdf 0.6MB)
- PS5/19 - section b app 7 - brrd - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (BANK RECOVERY AND RESOLUTION) (AMENDMENT ETC.) (EU EXIT) (No. 1) INSTRUMENT 2019 (pdf 1.2MB)
- PS5/19 - section b app 7 brrd - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (BANK RECOVERY AND RESOLUTION) (AMENDMENT ETC.) (EU EXIT) (No. 1) INSTRUMENT 2019 - April 2019 (pdf 0.6MB)
- PS5/19 - section b app 8 - EU EXIT INSTRUMENT: RECOGNISED CLEARING HOUSE RULES (AMENDMENT ETC.) (EU EXIT) INSTRUMENT 2019 (pdf 1MB)
- EU EXIT INSTRUMENT: RECOGNISED CLEARING HOUSE RULES (AMENDMENT ETC.) (EU EXIT) INSTRUMENT 2019 - April 2019 (pdf 0.5MB)
- PS5/19 - section b app 9 csdr - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (CENTRAL SECURITIES DEPOSITORIES) (AMENDMENT ETC.) (EU EXIT) INSTRUMENT 2019 (pdf 1.9MB)
- PS5/19 - section b app 9 csdr - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (CENTRAL SECURITIES DEPOSITORIES) (AMENDMENT ETC.) (EU EXIT) INSTRUMENT 2019 - April 2019 (pdf 1.3MB)
- PS5/19 - section b app 9 emir 1 - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (EUROPEAN MARKET INFRASTRUCTURE) (AMENDMENT ETC.) (EU EXIT) (No. 1) INSTRUMENT 2019 (pdf 1.1MB)
- PS5/19 - section b app 9 emir 1 - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (EUROPEAN MARKET INFRASTRUCTURE) (AMENDMENT ETC.) (EU EXIT) (No. 1) INSTRUMENT 2019 - April 2019 (pdf 0.5MB)
- PS5/19 - section b app 9 emir 2 - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (EUROPEAN MARKET INFRASTRUCTURE) (AMENDMENT ETC.) (EU EXIT) (No. 2) INSTRUMENT 2019 (pdf 0.9MB)
- PS5/19 - section b app 9 emir 2 - EU EXIT INSTRUMENT: THE TECHNICAL STANDARDS (EUROPEAN MARKET INFRASTRUCTURE) (AMENDMENT ETC.) (EU EXIT) (No. 2) INSTRUMENT 2019 - April 2019 (pdf 0.3MB)
- Discussion Paper: The 2021 biennial exploratory scenario on the financial risks from climate change (pdf 1.3MB)
- The Bank of England’s amendments to financial services legislation under the European Union (Withdrawal) Act 2018 - PS5/19 (pdf 2.5MB)
- The Bank of England’s amendments to financial services legislation under the European Union (Withdrawal) Act 2018 - PS5/19 April 2019 (pdf 2MB)
- The Bank of England’s amendments to financial services legislation under the European Union (Withdrawal) Act 2018 - PS5/19 June 2019 (pdf 1.4MB)
- The Bank of England’s risk management approach to collateral referencing LIBOR for use in the Sterling Monetary Framework (pdf 1MB)
- Transitioning to post-exit rules and standards - page as at 16 April 2019 (pdf 0.7MB)
-
2020
- The Bank of England’s review of its approach to setting a minimum requirement for own funds and eligible liabilities (MREL) (pdf 1.4MB)
- Central Bank Digital Currency: Opportunities, challenges and design (pdf 1.8MB)
- Consultation on the future of the UK’s wholesale cash distribution model (pdf 1.3MB)
- October 2020 Consultation privacy notice (pdf 1.1MB)
-
december
- Guidelines on Access by a CSD to the Transaction Feeds of a CCP or of a Trading Venue under CSDR (pdf 0.7MB)
- Guidelines on ancillary own funds (pdf 0.2MB)
- Guidelines on Anti-procyclicality Margin Measures for Central Counterparties (pdf 0.7MB)
- Guidelines on application of the life underwriting risk module (pdf 0.1MB)
- Guidelines on application of outwards reinsurance arrangements to the nonlife underwriting risk sub-module (pdf 0.3MB)
- Joint ESMA and EBA guidelines on the assessment of suitability of members of the management body and key function holders (pdf 1.1MB)
- Guidelines on basis risk (pdf 0.1MB)
- Guidelines on the supervision of branches of third-country insurance undertakings (pdf 0.4MB)
- Guidelines on the Process for the Calculation of the Indicators to Determine the Most Relevant Currencies in which Settlement Takes Place (pdf 0.8MB)
- Guidelines on the Process for the Calculation of the Indicators to Determine the Substantial Importance of a CSD for a Host Member State (pdf 0.8MB)
- Guidelines on CCP conflicts of interest management (pdf 0.8MB)
- Guidelines on classification of own funds (pdf 0.3MB)
- Guidelines on communication between competent authorities and auditors (pdf 0.8MB)
- Guidelines on Connected Clients (pdf 1.1MB)
- Joint guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomerates (pdf 0.9MB)
- Guidelines on contract boundaries (pdf 0.1MB)
- Guidelines on cooperation agreements between deposit guarantee schemes (pdf 0.9MB)
- Guidelines cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 (pdf 0.8MB)
- Guidelines on Covid-19 measures reporting and disclosure (pdf 0.8MB)
- Guidelines on credit risk management practices and accounting for expected credit losses (pdf 1.4MB)
- Guidelines on participant default rules and procedures under CSDR (pdf 0.8MB)
- Guidelines on methods for determining the market shares for reporting (pdf 0.2MB)
- Guidelines on the estimation of LGD under an economic downturn (pdf 1.6MB)
- Guidelines on exchange of information on a systematic basis within colleges (pdf 0.9MB)
- Guidelines on the extension of the recovery period in exceptional adverse situations (pdf 0.8MB)
- Guidelines on reporting for financial stability purposes (pdf 0.9MB)
- Guidelines on group solvency (pdf 0.1MB)
- Guidelines on harmonised definitions and templates for funding plans of credit institutions (pdf 0.7MB)
- Guidelines on health catastrophe risk sub-module (pdf 0.2MB)
- Guidelines on ICAAP and ILAAP information (pdf 0.8MB)
- Guidelines on ICT Risk Assessment under the SREP (pdf 0.9MB)
- Guidelines on the implementation of the long-term guarantee measures (pdf 0.8MB)
- Guidelines on the provision of information in summary or collective form for the purposes of Article 84(3) of Directive 2014/59/EU (pdf 0.2MB)
- Guidelines on institutions' stress testing (pdf 1.8MB)
- Guidelines on Internalised Settlement Reporting under Article 9 of CSDR (pdf 0.7MB)
- Guidelines on look-through approach (pdf 0.1MB)
- Guidelines on loss-absorbing capacity of technical provisions and deferred taxes (pdf 0.2MB)
- Guidelines on the treatment of market and counterparty risk exposures in the standard formula (pdf 0.2MB)
- Guidelines on the methodology for equivalence assessments by National Supervisory Authorities under Solvency II (pdf 0.3MB)
- Guidelines on methods for calculating contributions to Deposit Guarantee Schemes (DGSs) (pdf 1.4MB)
- Guidelines on certain aspects of the MiFID II suitability requirements (pdf 0.8MB)
- Guidelines on operational functioning of colleges (pdf 0.4MB)
- Guidelines on outsourcing arrangements (pdf 0.9MB)
- Recommendations on outsourcing to cloud service providers (pdf 1.6MB)
- Guidelines on own risk and solvency assessment (pdf 0.2MB)
- Guidelines on payment commitments (pdf 1MB)
- Guidelines on product oversight and governance arrangements for retail banking products (pdf 0.8MB)
- Joint guidelines for the prudential assessment of acquisitions of qualifying holdings (pdf 0.8MB)
- Final Guidelines on the rate of conversion of debt to equity in bail-in (pdf 0.3MB)
- Guidelines and Recommendations for establishing consistent, efficient and effective assessment of interoperability arrangements (pdf 0.7MB)
- Guidelines and Recommendations regarding the implementation of the CPSS-IOCSO Principles for Financial Market Infrastructures in respect of Central Counterparties (pdf 0.8MB)
- Guidelines and Recommendations regarding written agreements between members of CCP colleges (pdf 0.9MB)
- Guidelines on recognition and valuation of assets and liabilities other than technical provisions (pdf 0.3MB)
- Guidelines on reporting and public disclosure (pdf 0.3MB)
- Guidelines on disclosure requirements of IFRS 9 transitional arrangements (pdf 0.8MB)
- Guidelines on ring-fenced funds (pdf 0.2MB)
- Guidelines on sound remuneration (pdf 1.2MB)
- Guidelines on the specification and disclosure of systemic importance indicators (pdf 1MB)
- Guidelines on stress tests of deposit guarantee schemes (pdf 0.8MB)
- Guidelines on supervision of significant branches (pdf 0.8MB)
- Guidelines on supervisory review process (pdf 0.2MB)
- Guidelines on system of governance (pdf 0.3MB)
- Final Guidelines concerning the interrelationship between the BRRD sequence of writedown and conversion and CRR/CRD (pdf 0.2MB)
- Guidelines on treatment of related undertakings, including participations (pdf 0.2MB)
- Final Guidelines on the treatment of shareholders in bail-in or the write-down and conversion of capital instruments (pdf 0.2MB)
- Guidelines on undertaking-specific parameters (pdf 0.2MB)
- Guidelines on the use of internal models (pdf 0.2MB)
- Recommendation on the use of Legal Entity Identifier (LEI) (pdf 0.8MB)
- Guidelines on the valuation of technical provisions (pdf 0.3MB)
- Guidelines on the methodology to determine the weighted average maturity of contractual payments due under the tranche of a securitisation transaction (pdf 1MB)
- Guidelines on Business Reorganisation Plans (pdf 0.7MB)
- Guidelines on common procedures and methodology for SREP (pdf 2.8MB)
- Guidelines on corrections to modified duration for debt instruments (pdf 0.9MB)
- Guidelines on criteria to assess other systemically important institutions (pdf 1.1MB)
- Guidelines on disclosure of encumbered and unencumbered assets (pdf 1MB)
- Guidelines on disclosure requirements under Part Eight of Regulation (pdf 2.9MB)
- Guidelines on early intervention triggers (pdf 0.7MB)
- Guidelines on failing or likely to fail (pdf 0.9MB)
- Guidelines on ICT and security risk management (pdf 1.6MB)
- Guidelines on implicit support for securitisation transactions (pdf 0.7MB)
- Guidelines on internal governance - revised (pdf 1.7MB)
- Guidelines on limits on exposures to shadow banking (pdf 0.8MB)
- Guidelines on materiality proprietary and confidentiality and on disclosure frequency (pdf 1.4MB)
- Guidelines on measures to reduce or remove impediments to resolvability (pdf 1MB)
- Guidelines on necessary services (pdf 0.7MB)
- Guidelines on recovery plans indicators (pdf 0.8MB)
- Guidelines on significant risk transfer for securitisation transactions (pdf 1MB)
- Guidelines on simplified obligations (pdf 0.8MB)
- Guidelines on the applicable notional discount rate for variable remuneration (pdf 0.5MB)
- Guidelines on the asset separation tool (pdf 0.6MB)
- Guidelines on the data collection exercise regarding high earners (pdf 0.8MB)
- Guidelines on the determination of when the liquidation of asset or liabilities (pdf 0.1MB)
- Guidelines on the LCR disclosure (pdf 0.9MB)
- Guidelines on the management of interest rate risk arising from non-trading activities (pdf 1MB)
- Guidelines on the pragmatic 2020 supervisory review and evaluation process of the Covid-19 crisis (pdf 0.8MB)
- Guidelines on the range of scenarios to be used in recovery plans (pdf 0.9MB)
- Guidelines on the remuneration benchmarking exercise (pdf 0.9MB)
- Guidelines on the sale of business tool (pdf 0.7MB)
- Guidelines on the types of tests reviews or exercises that may lead to support measures (pdf 0.8MB)
- Guidelines specifying the various conditions for the provision of group financial support (pdf 0.7MB)
- Joint ESMA and EBA Guidelines on assessment of the suitability of members of the management body (pdf 2.1MB)
- Recommendation amending EBA on the equivalence of confidentiality regimes (pdf 1MB)
- Recommendation on the equivalence of confidentiality regimes (pdf 1MB)
- Recommendations on the coverage of entities in a group recovery plan (pdf 0.8MB)
- Draft revisions to Bank Statements of Policy (pdf 1.4MB)
- Fees regime for financial market infrastructure supervision 2020/21 (pdf 0.3MB)
- Fees regime for financial market infrastructure supervision 2020/21 - Policy Statement (pdf 0.9MB)
- Supporting Risk-Free Rate transition through the provision of compounded SONIA - Discussion Paper (pdf 1.4MB)
- Supporting Risk-Free Rate transition through the provision of compounded SONIA - February 2020 discussion paper responses (pdf 0.6MB)
- Supporting Risk-Free Rate transition through the provision of compounded SONIA - Summary and response to market feedback (pdf 1.2MB)
- Transforming data collection nomination form (docx 0.2MB)
- The central bank balance sheet as a policy tool: past, present and future (pdf 4.5MB)
- Transforming data collection from the UK financial sector - Discussion Paper (pdf 2.2MB)
-
2021
- Derivatives clearing obligation – modifications to reflect interest rate benchmark reform: Amendments to BTS 2015/2205 Consultation Paper - Appendix - Draft UK Technical Standards instrument (pdf 0.7MB)
- The Bank of England’s Statement of Policy on Management, Governance and Communication (pdf 0.8MB)
- The Bank of England’s Statement of Policy on Restructuring Planning (pdf 0.8MB)
- Statement of Policy: The Bank of England’s Approach to Assessing Resolvability (pdf 1.9MB)
- The Bank of England’s Statement of Policy on valuation capabilities to support resolvability (pdf 0.9MB)
- Bank standard instrument: The technical standards (clearing obligation) (No. 2) instrument 2021 (pdf 0.2MB)
- BANK STANDARDS INSTRUMENT: THE TECHNICAL STANDARDS (CLEARING OBLIGATION) INSTRUMENT 2021 (pdf 0.8MB)
- The Bank of England’s approach to comparable compliance under EMIR Article 25a - Consultation Paper (pdf 1MB)
- The Bank of England’s approach to tiering incoming central counterparties under EMIR Article 25 (pdf 1.7MB)
- BANK STANDARDS INSTRUMENT: THE TECHNICAL STANDARDS (CLEARING OBLIGATION) (NO. 2) INSTRUMENT 2021 - DRAFT (pdf 0.7MB)
- Executing bail-in: An operational guide from the Bank of England (pdf 2.2MB)
- Statement of Policy ‘Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU – December 2021 (pdf 0.8MB)
- Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU - Dec 2021 (pdf 1.3MB)
- Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU (pdf 1.7MB)
- Statement of Policy ‘Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU – January 2022 (pdf 1.4MB)
- Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU - Jan 2022 (pdf 0.8MB)
- Interpretation of EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU - August 2022 (pdf 1.4MB)
- Interpretation of the EU Guidelines and Recommendations: Bank of England and PRA approach after the UK’s withdrawal from the EU (pdf 0.4MB)
- The Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL) - Policy Statement December 2021 (pdf 0.9MB)
- The Bank of England’s approach to setting a minimum requirement for own funds and eligible liabilities (MREL) - Statement of Policy December 2021 - updating June 2018 (pdf 0.7MB)
- Operational Resilience: Central Counterparties - Policy Statement (pdf 1.1MB)
- Operational Resilience: Central Counterparties - Supervisory Statement (pdf 1.4MB)
- Operational Resilience: Central Securities Depositories - Policy Statement (pdf 1.1MB)
- Operational Resilience: Central Securities Depositories - Supervisory Statement (pdf 1.4MB)
- Operational Resilience: Recognised Payment System Operators and Specified Service Providers - Policy Statement (pdf 1.1MB)
- Operational Resilience: Recognised Payment System Operators and Specified Service Providers - Supervisory Statement (pdf 1.4MB)
- Options for greening the Bank of England’s Corporate Bond Purchase Scheme - Discussion Paper (pdf 4MB)
- Template Bail-in Resolution Instrument (pdf 1.8MB)
- Template Onward Transfer Instrument (pdf 1MB)
- Template Supplemental Resolution Instrument (pdf 1.2MB)
- The Bank of England’s review of its approach to setting a minimum requirement for own funds and eligible liabilities (MREL) - Consultation Paper (pdf 1.9MB)
- Transforming data collection from the UK financial sector: a plan for 2021 and beyond (pdf 3.4MB)
- Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR - Consultation Paper (pdf 2MB)
-
2022
- PS: Bank standard instrument: the technical standards clearing obligation no3 instrument 2022 (pdf 0.7MB)
- The Bank of England’s approach to comparable compliance under EMIR Article 25a - Policy Statement (pdf 0.5MB)
- The Bank of England’s approach to comparable compliance under EMIR Article 25a - Statement of Policy (pdf 0.5MB)
- The Bank of England’s approach to tiering incoming central counterparties under EMIR Article 25 - Policy Statement (pdf 0.7MB)
- The Bank of England’s approach to tiering incoming central counterparties under EMIR Article 25 - Statement of Policy (pdf 0.7MB)
- DRAFT BANK STANDARDS INSTRUMENT: THE TECHNICAL STANDARDS (CLEARING OBLIGATION) INSTRUMENT 2022 (pdf 0.7MB)
- Consultation Paper - Outsourcing and third party risk management: Central Counterparties (pdf 1.8MB)
- Consultation Paper - Outsourcing and third party risk management: Central Securities Depositories (pdf 1.9MB)
- Consultation Paper - Outsourcing and third party risk management Recognised Payment System Operators and Specified Service Providers (pdf 1.9MB)
- Transforming data collection nomination selection process and criteria (pdf 0.3MB)
- Transforming data collection terms of reference for governance and delivery groups (pdf 0.5MB)
-
2023
- 3: For consultation – draft CoPs for market oversight of wholesale cash distribution (pdf 0.2MB)
- Draft Data Catalogue – 30 November 2023 (pdf 2MB)
- 5: For consultation – draft guidance for the CoPs for market oversight (pdf 0.4MB)
- Ensuring continuity of critical clearing services: the Bank of England’s approach to discretionary payments by central counterparties (pdf 0.3MB)
- Regulatory regime for systemic payment systems using stablecoins and related service providers: discussion paper (pdf 6.6MB)
- The Bank of England's approach to resolution (pdf 2.6MB)
- The digital pound: Consultation Paper (pdf 3MB)
- The digital pound: Technology Working Paper (pdf 1.5MB)
- The Financial Policy Committee’s approach to setting the countercyclical capital buffer (pdf 0.6MB)
-
2024
- Appendix A: Draft Guidance on the Operations of the Digital Securities Sandbox (pdf 0.6MB)
- Appendix B: Bank’s Draft DSS Rules (pdf 1.6MB)
- Appendix C: Bank’s Draft DSS Rules summary table (pdf 0.3MB)
- Appendix D: FCA’s Amendment of the Decision Procedure and Penalties Manual (pdf 0.2MB)
- Appendix: The Bank of England’s approach to enforcement: statements of policy and procedure (including certain new annexes, and proposed amendments, to the Bank’s regulatory Enforcement Powers) (pdf 2.1MB)
- Codes of Practice (pdf 0.2MB)
- Digital Securities Sandbox joint Bank of England and FCA consultation paper (pdf 1.3MB)
- Exploring longer operating hours for RTGS (pdf 4.3MB)
- Guidance to Codes of Practice (pdf 0.4MB)
- Response to the digital pound Technology Working Paper (pdf 3.3MB)
- Response to the Bank of England and HM Treasury Consultation Paper: The digital pound: a new form of money for households and businesses? (pdf 6.8MB)